Your AI system just refused to generate an image. Can you prove it?
Not with a blog post. Not with a press release. Not with an internal Slack message saying "we fixed it." Can you produce a cryptographic receipt — timestamped by an independent authority, chained to every other decision your system has made, and verifiable by any third party without your cooperation?
If the answer is no, you have a problem. As of this week, it's a legal problem.
On February 6, 2026, the UK criminalized deepfake creation. On February 3, French prosecutors backed by Europol raided X's Paris offices. The ICO opened formal investigations into Grok. Thirty-five U.S. state attorneys general are demanding accountability. And the EU AI Act — with penalties up to €35 million or 7% of global revenue — takes full effect on August 2, 2026.
Every one of these enforcement actions demands verifiable evidence of AI system behavior. No AI provider on Earth can currently produce it.
This article is a complete implementation guide for building that evidence. We'll implement the CAP-SRP specification v1.0 from scratch in Python — from cryptographic primitives to Evidence Pack generation — with running code you can test today.
Table of Contents
- Why You Should Care (The 60-Second Version)
- Architecture Overview
- Setup and Dependencies
- Step 1: The Event Data Model
- Step 2: Cryptographic Signing with Ed25519
- Step 3: SHA-256 Hash Chain Construction
- Step 4: Privacy-Preserving Hashing
- Step 5: The CAP-SRP Event Logger
- Step 6: The Completeness Invariant
- Step 7: Merkle Tree Construction
- Step 8: External Anchoring with RFC 3161
- Step 9: Evidence Pack Generation
- Step 10: Third-Party Verification
- Putting It All Together: A Simulation
- Integrating with Your AI Pipeline
- SCITT Integration (Gold Level)
- Crypto-Shredding for GDPR
- Performance Considerations
- Conformance Tiers: What You Actually Need
- What This Means for August 2026
Why You Should Care
Here's the situation in one equation:
∑ GEN_ATTEMPT = ∑ GEN + ∑ GEN_DENY + ∑ GEN_ERROR
This is the Completeness Invariant — the mathematical guarantee that every generation attempt has exactly one recorded outcome. It's the core of CAP-SRP, and it's the single most important thing missing from AI governance today.
When xAI claimed Grok's safety measures were "working as intended" while Reuters found an 82% failure rate, nobody could verify either claim. With CAP-SRP, both claims become independently checkable — by regulators, courts, journalists, or anyone with the verification tooling.
C2PA proves what was generated. CAP-SRP proves what was refused. Together, they cover the full lifecycle. Neither alone is sufficient.
Let's build it.
Architecture Overview
CAP-SRP follows a four-layer architecture inherited from the VAP (Verifiable AI Provenance) Framework:
┌──────────────────────────────────────────────────────────────┐
│ Layer 4: VERIFICATION │
│ Merkle trees → Evidence Packs → RFC 3161/SCITT anchors │
├──────────────────────────────────────────────────────────────┤
│ Layer 3: INTEGRITY │
│ SHA-256 hash chains → Ed25519 signatures → Chain linkage │
├──────────────────────────────────────────────────────────────┤
│ Layer 2: PROVENANCE │
│ Risk categories → Policy versions → Model decisions │
├──────────────────────────────────────────────────────────────┤
│ Layer 1: IDENTITY │
│ UUIDv7 event IDs → ISO 8601 timestamps → Actor hashes │
└──────────────────────────────────────────────────────────────┘
The event flow for every AI generation request:
User Request
│
▼
┌─────────────────┐
│ GEN_ATTEMPT │ ◄─── Logged BEFORE safety evaluation
│ (recorded) │
└────────┬────────┘
│
▼
┌─────────────────┐
│ Safety Check │
└────────┬────────┘
│
┌────┴────┬─────────────┐
│ │ │
▼ ▼ ▼
┌───────┐ ┌────────┐ ┌───────────┐
│ GEN │ │GEN_DENY│ │ GEN_ERROR │
│(pass) │ │(block) │ │ (failure) │
└───────┘ └────────┘ └───────────┘
The critical insight: GEN_ATTEMPT is logged before the safety check runs. This prevents selective logging — the provider can't know in advance which requests will reveal safety failures.
Setup and Dependencies
# Create project directory
mkdir cap-srp-impl && cd cap-srp-impl
# Create virtual environment
python -m venv venv
source venv/bin/activate # Linux/macOS
# venv\Scripts\activate # Windows
# Install dependencies
pip install cryptography uuid7 jsonschema
We need exactly three external packages:
-
cryptography— Ed25519 signatures and SHA-256 hashing -
uuid7— UUIDv7 generation (time-ordered, per RFC 9562) -
jsonschema— Event schema validation
Everything else uses Python's standard library.
# cap_srp/__init__.py
"""
CAP-SRP Reference Implementation
Content/Creative AI Profile – Safe Refusal Provenance
Specification: https://github.com/veritaschain/cap-spec
"""
__version__ = "0.1.0"
__spec_version__ = "1.0"
Step 1: The Event Data Model
Every CAP-SRP event follows a strict schema. Let's define our core data structures:
# cap_srp/models.py
"""
CAP-SRP Event Data Models
Per specification: https://github.com/veritaschain/cap-spec
"""
from __future__ import annotations
from dataclasses import dataclass, field, asdict
from datetime import datetime, timezone
from enum import Enum
from typing import Optional, List
import uuid7
import json
class EventType(str, Enum):
"""SRP Event Types (spec §6.1)."""
GEN_ATTEMPT = "GEN_ATTEMPT"
GEN = "GEN"
GEN_DENY = "GEN_DENY"
GEN_ERROR = "GEN_ERROR"
class RiskCategory(str, Enum):
"""Risk categories for denied content (spec §7.3)."""
CSAM_RISK = "CSAM_RISK"
NCII_RISK = "NCII_RISK"
MINOR_SEXUALIZATION = "MINOR_SEXUALIZATION"
REAL_PERSON_DEEPFAKE = "REAL_PERSON_DEEPFAKE"
VIOLENCE_EXTREME = "VIOLENCE_EXTREME"
HATE_CONTENT = "HATE_CONTENT"
TERRORIST_CONTENT = "TERRORIST_CONTENT"
SELF_HARM_PROMOTION = "SELF_HARM_PROMOTION"
COPYRIGHT_VIOLATION = "COPYRIGHT_VIOLATION"
COPYRIGHT_STYLE_MIMICRY = "COPYRIGHT_STYLE_MIMICRY"
OTHER = "OTHER"
class ModelDecision(str, Enum):
"""Model decision outcomes for denied content (spec §7.2)."""
DENY = "DENY"
WARN = "WARN"
ESCALATE = "ESCALATE"
QUARANTINE = "QUARANTINE"
class InputType(str, Enum):
"""Input modality types."""
TEXT = "text"
IMAGE = "image"
TEXT_IMAGE = "text+image"
VIDEO = "video"
AUDIO = "audio"
@dataclass
class CAPEvent:
"""
Base CAP-SRP event.
All fields follow the specification JSON schema at:
https://veritaschain.org/schemas/cap/srp/
"""
EventID: str = field(default_factory=lambda: str(uuid7.create()))
ChainID: str = ""
PrevHash: Optional[str] = None # None for genesis event
Timestamp: str = field(
default_factory=lambda: datetime.now(timezone.utc).isoformat()
)
EventType: str = ""
HashAlgo: str = "SHA256"
SignAlgo: str = "ED25519"
# Computed fields (set during chain insertion)
EventHash: str = ""
Signature: str = ""
def to_dict(self) -> dict:
"""Convert to dictionary, excluding empty optional fields."""
d = asdict(self)
return {k: v for k, v in d.items() if v is not None and v != ""}
def to_signable_dict(self) -> dict:
"""
Dictionary for hash computation.
Excludes Signature (computed after hashing).
"""
d = self.to_dict()
d.pop("Signature", None)
d.pop("EventHash", None)
return d
@dataclass
class GenAttemptEvent(CAPEvent):
"""
GEN_ATTEMPT: Logged BEFORE safety evaluation (spec §6.4).
This is the critical event. It MUST be recorded before the
provider knows whether the request will pass or fail safety
checks. This prevents selective logging.
"""
EventType: str = "GEN_ATTEMPT"
PromptHash: str = "" # SHA-256 of salted prompt
InputType: str = "text"
PolicyID: str = ""
ModelVersion: str = ""
SessionID: str = field(default_factory=lambda: str(uuid7.create()))
ActorHash: str = "" # SHA-256 of salted user ID
ReferenceImageHash: Optional[str] = None # For image inputs
@dataclass
class GenDenyEvent(CAPEvent):
"""
GEN_DENY: Content generation was refused (spec §7.2).
Links back to the GEN_ATTEMPT via AttemptID.
Contains risk categorization but NEVER the original prompt.
"""
EventType: str = "GEN_DENY"
AttemptID: str = "" # References GEN_ATTEMPT.EventID
RiskCategory: str = ""
RiskSubCategories: List[str] = field(default_factory=list)
RiskScore: float = 0.0 # 0.0 to 1.0
RefusalReason: str = ""
PolicyID: str = ""
PolicyVersion: str = ""
ModelDecision: str = "DENY"
HumanOverride: bool = False
EscalationID: Optional[str] = None
@dataclass
class GenEvent(CAPEvent):
"""GEN: Content was successfully generated (spec §7.1)."""
EventType: str = "GEN"
AttemptID: str = "" # References GEN_ATTEMPT.EventID
OutputHash: str = "" # SHA-256 of generated content
PolicyID: str = ""
ModelVersion: str = ""
# C2PA manifest hash if content provenance is embedded
C2PAManifestHash: Optional[str] = None
@dataclass
class GenErrorEvent(CAPEvent):
"""GEN_ERROR: System failure during generation (spec §7.4)."""
EventType: str = "GEN_ERROR"
AttemptID: str = "" # References GEN_ATTEMPT.EventID
ErrorCode: str = ""
ErrorMessage: str = ""
Note the design philosophy: GenAttemptEvent contains no information about the safety evaluation outcome. It records only that a request arrived, with a privacy-preserving hash of the prompt. This is what makes pre-evaluation logging meaningful — you can't selectively omit attempts based on outcomes you don't yet know.
Step 2: Cryptographic Signing with Ed25519
Every event must be signed with Ed25519 (RFC 8032). The signature provides non-repudiation — a provider can't deny having created an event.
# cap_srp/crypto.py
"""
Cryptographic primitives for CAP-SRP.
Ed25519 signatures (RFC 8032), SHA-256 hashing.
"""
import hashlib
import json
import base64
from typing import Tuple
from cryptography.hazmat.primitives.asymmetric.ed25519 import (
Ed25519PrivateKey,
Ed25519PublicKey,
)
from cryptography.hazmat.primitives import serialization
from cryptography.exceptions import InvalidSignature
def generate_keypair() -> Tuple[Ed25519PrivateKey, Ed25519PublicKey]:
"""
Generate a new Ed25519 keypair for event signing.
In production (Gold level), use HSM-backed key generation:
- AWS CloudHSM
- Azure Managed HSM
- PKCS#11 interface
Returns:
(private_key, public_key) tuple
"""
private_key = Ed25519PrivateKey.generate()
public_key = private_key.public_key()
return private_key, public_key
def export_public_key_pem(public_key: Ed25519PublicKey) -> str:
"""Export public key in PEM format for distribution."""
return public_key.public_bytes(
encoding=serialization.Encoding.PEM,
format=serialization.PublicFormat.SubjectPublicKeyInfo,
).decode()
def json_canonicalize(obj: dict) -> str:
"""
Canonicalize JSON per RFC 8785 (JSON Canonicalization Scheme).
Ensures deterministic serialization:
- Keys sorted lexicographically
- No unnecessary whitespace
- Unicode normalization
- Consistent number representation
Production note: Use a proper JCS library for full RFC 8785
compliance. This simplified version handles common cases.
"""
return json.dumps(obj, sort_keys=True, separators=(",", ":"), ensure_ascii=False)
def compute_event_hash(event_dict: dict) -> str:
"""
Compute SHA-256 hash of canonicalized event (spec §9.2).
Process:
1. Remove Signature field (not part of hash input)
2. Canonicalize via RFC 8785 (JCS)
3. SHA-256 hash
4. Return as "sha256:{hex}" string
Args:
event_dict: Event dictionary (Signature excluded from input)
Returns:
Hash string in format "sha256:{64-char hex}"
"""
# Remove signature before hashing
hashable = {k: v for k, v in event_dict.items() if k != "Signature"}
# Canonicalize per RFC 8785
canonical = json_canonicalize(hashable)
# Compute SHA-256
hash_bytes = hashlib.sha256(canonical.encode("utf-8")).digest()
return f"sha256:{hash_bytes.hex()}"
def sign_event(event_dict: dict, private_key: Ed25519PrivateKey) -> str:
"""
Sign event hash with Ed25519 (spec §9.3).
Process:
1. Compute event hash
2. Sign the raw hash bytes (not the "sha256:" prefixed string)
3. Return as "ed25519:{base64}" string
Args:
event_dict: Event dictionary with EventHash already set
private_key: Ed25519 signing key
Returns:
Signature string in format "ed25519:{base64_signature}"
"""
# Get event hash (must be set before signing)
event_hash = event_dict["EventHash"]
# Sign the raw hash bytes
hash_bytes = bytes.fromhex(event_hash[7:]) # Remove "sha256:" prefix
signature = private_key.sign(hash_bytes)
return f"ed25519:{base64.b64encode(signature).decode()}"
def verify_signature(
event_dict: dict, public_key: Ed25519PublicKey
) -> bool:
"""
Verify Ed25519 signature on an event (spec §9.4).
Args:
event_dict: Event dictionary with EventHash and Signature
public_key: Ed25519 public key of the signer
Returns:
True if signature is valid, False otherwise
"""
sig_str = event_dict.get("Signature", "")
if not sig_str.startswith("ed25519:"):
return False
try:
signature = base64.b64decode(sig_str[8:])
hash_bytes = bytes.fromhex(event_dict["EventHash"][7:])
public_key.verify(signature, hash_bytes)
return True
except (InvalidSignature, ValueError, KeyError):
return False
Why Ed25519? Three reasons: deterministic signatures (same input always produces same output — essential for reproducible verification), high performance (~100,000 sign operations per second on commodity hardware), and compact 64-byte signatures that minimize storage overhead when you're logging millions of events.
Step 3: SHA-256 Hash Chain Construction
Events are linked in a tamper-evident chain. Each event contains the hash of the previous event, so modifying any historical record breaks the chain:
# cap_srp/chain.py
"""
Hash chain construction and verification.
Implements the append-only event chain per spec §9.1.
"""
from typing import List, Optional
from .crypto import compute_event_hash, sign_event, verify_signature
class HashChain:
"""
Append-only hash chain for CAP-SRP events.
Structure:
Event[0] ──► Event[1] ──► Event[2] ──► ... ──► Event[n]
│ │ │ │
▼ ▼ ▼ ▼
hash₀ ◄── hash₁ ◄── hash₂ ◄── ... ◄── hashₙ
(genesis) (includes (includes (includes
hash₀) hash₁) hashₙ₋₁)
Tampering with any event invalidates all subsequent hashes.
"""
def __init__(self, chain_id: str, private_key, public_key):
self.chain_id = chain_id
self.private_key = private_key
self.public_key = public_key
self.events: List[dict] = []
self._last_hash: Optional[str] = None
def append(self, event) -> dict:
"""
Append event to chain with hash linkage and signature.
This is the core operation. It:
1. Sets the chain linkage (PrevHash)
2. Computes the event hash
3. Signs the event
4. Appends to the chain
Args:
event: CAPEvent instance
Returns:
Finalized event dictionary with hash and signature
"""
# Set chain metadata
event.ChainID = self.chain_id
event.PrevHash = self._last_hash # None for genesis
# Convert to dictionary for hashing
event_dict = event.to_signable_dict()
# Compute hash of the event (excluding signature)
event_hash = compute_event_hash(event_dict)
event_dict["EventHash"] = event_hash
# Sign the hash
signature = sign_event(event_dict, self.private_key)
event_dict["Signature"] = signature
# Update chain state
self._last_hash = event_hash
self.events.append(event_dict)
return event_dict
@property
def length(self) -> int:
return len(self.events)
@property
def last_hash(self) -> Optional[str]:
return self._last_hash
def verify_chain(events: List[dict], public_key) -> dict:
"""
Verify complete hash chain integrity (spec §9.4).
Checks:
1. Every event's hash is correctly computed
2. Every event links to its predecessor
3. Every signature is valid
Returns:
Verification result dictionary
"""
errors = []
for i, event in enumerate(events):
# 1. Verify hash computation
computed_hash = compute_event_hash(
{k: v for k, v in event.items() if k not in ("Signature", "EventHash")}
)
# Recompute including EventHash for the signable form
signable = {k: v for k, v in event.items() if k != "Signature"}
recomputed = compute_event_hash(signable)
if event["EventHash"] != recomputed:
errors.append(f"Event {i}: Hash mismatch")
# 2. Verify chain linkage (skip genesis)
if i > 0:
if event.get("PrevHash") != events[i - 1]["EventHash"]:
errors.append(
f"Event {i}: Chain break "
f"(PrevHash={event.get('PrevHash')[:20]}... "
f"!= prev EventHash={events[i-1]['EventHash'][:20]}...)"
)
else:
# Genesis event should have no PrevHash
if event.get("PrevHash") is not None:
errors.append("Event 0: Genesis has PrevHash")
# 3. Verify signature
if not verify_signature(event, public_key):
errors.append(f"Event {i}: Invalid signature")
return {
"valid": len(errors) == 0,
"events_checked": len(events),
"errors": errors,
}
Step 4: Privacy-Preserving Hashing
CAP-SRP never stores prompts or user identifiers in plaintext. Everything is hashed with a salt:
# cap_srp/privacy.py
"""
Privacy-preserving hashing for CAP-SRP.
Implements PromptHash and ActorHash (spec §12).
Key principle: Auditors can verify specific prompts were logged
(by providing prompt + salt), but cannot discover what other
prompts were received. This is hash-based selective disclosure.
"""
import hashlib
import os
from typing import Tuple
def generate_salt(length: int = 32) -> bytes:
"""Generate cryptographically secure random salt (256-bit minimum)."""
return os.urandom(length)
def compute_prompt_hash(prompt: str, salt: bytes) -> str:
"""
Hash prompt with salt for privacy preservation (spec §12.1).
The prompt is NEVER stored. Only this hash appears in the
audit trail. To verify a specific prompt was logged:
1. Auditor receives the complaint prompt
2. Provider discloses the salt (under legal authority)
3. Auditor computes: SHA-256(salt || prompt)
4. Auditor searches for matching PromptHash in events
Without the salt, the hash cannot be reversed or rainbow-tabled.
Args:
prompt: Original prompt text
salt: Per-prompt or per-session salt
Returns:
Hash string in "sha256:{hex}" format
"""
combined = salt + prompt.encode("utf-8")
hash_bytes = hashlib.sha256(combined).digest()
return f"sha256:{hash_bytes.hex()}"
def compute_actor_hash(user_id: str, salt: bytes) -> str:
"""
Hash user identifier with salt (spec §12.1).
Prevents user tracking through audit data while allowing
correlation of events from the same user within a session.
"""
combined = salt + user_id.encode("utf-8")
hash_bytes = hashlib.sha256(combined).digest()
return f"sha256:{hash_bytes.hex()}"
def compute_salt_commitment(prompt_salt: bytes, actor_salt: bytes) -> str:
"""
Create commitment to salts without revealing them.
Published alongside event data so auditors can later
verify that disclosed salts are genuine.
"""
combined = prompt_salt + actor_salt
hash_bytes = hashlib.sha256(combined).digest()
return f"sha256:{hash_bytes.hex()}"
def compute_content_hash(content: bytes) -> str:
"""Hash generated content (images, text, etc.)."""
hash_bytes = hashlib.sha256(content).digest()
return f"sha256:{hash_bytes.hex()}"
class SaltManager:
"""
Manages salt lifecycle with crypto-shredding support.
Crypto-shredding: Destroying the salt makes all associated
hashes unverifiable — functionally deleting the data while
preserving audit chain structural integrity. This satisfies
GDPR Article 17 (Right to Erasure).
"""
def __init__(self):
self._salts: dict[str, bytes] = {} # session_id -> salt
def get_or_create_salt(self, session_id: str) -> bytes:
"""Get existing salt or create new one for session."""
if session_id not in self._salts:
self._salts[session_id] = generate_salt()
return self._salts[session_id]
def shred(self, session_id: str) -> bool:
"""
Crypto-shred: Destroy salt to make hashes unverifiable.
After shredding:
- PromptHash still exists in chain (structural integrity)
- But the original prompt can never be verified against it
- The actor identity is permanently unrecoverable
Returns:
True if salt existed and was destroyed
"""
if session_id in self._salts:
# Overwrite memory before deletion (defense in depth)
self._salts[session_id] = os.urandom(32)
del self._salts[session_id]
return True
return False
def export_salt(self, session_id: str) -> bytes | None:
"""Export salt for authorized disclosure (legal process)."""
return self._salts.get(session_id)
Step 5: The CAP-SRP Event Logger
Now we combine everything into the main logger — the component that sits in your AI pipeline:
# cap_srp/logger.py
"""
CAP-SRP Event Logger — the core integration point.
This is what you embed in your AI generation pipeline. It sits
between request arrival and safety evaluation, ensuring every
request is logged BEFORE the outcome is known.
"""
from datetime import datetime, timezone
from typing import Optional, List
import uuid7
from .models import (
GenAttemptEvent, GenDenyEvent, GenEvent, GenErrorEvent,
RiskCategory, ModelDecision, InputType,
)
from .chain import HashChain
from .privacy import SaltManager, compute_prompt_hash, compute_actor_hash
from .crypto import generate_keypair
class CAPSRPLogger:
"""
Main CAP-SRP logging interface.
Usage:
logger = CAPSRPLogger(
organization="urn:cap:org:my-ai-company",
model_version="img-gen-v4.2.1",
policy_id="safety-policy-v2.3"
)
# 1. Log attempt BEFORE safety check
attempt_id = logger.log_attempt(
prompt="generate an image of...",
user_id="user-123",
input_type="text"
)
# 2. Run your safety evaluation
is_safe, risk_info = your_safety_check(prompt)
# 3. Log the outcome
if is_safe:
logger.log_generation(attempt_id, output_hash="sha256:...")
else:
logger.log_denial(
attempt_id,
risk_category="NCII_RISK",
risk_score=0.94,
reason="Non-consensual intimate imagery detected"
)
"""
def __init__(
self,
organization: str,
model_version: str,
policy_id: str,
policy_version: Optional[str] = None,
chain_id: Optional[str] = None,
):
self.organization = organization
self.model_version = model_version
self.policy_id = policy_id
self.policy_version = policy_version or datetime.now(
timezone.utc
).strftime("%Y-%m-%d")
# Generate signing keypair
self.private_key, self.public_key = generate_keypair()
# Initialize hash chain
self.chain = HashChain(
chain_id=chain_id or str(uuid7.create()),
private_key=self.private_key,
public_key=self.public_key,
)
# Initialize salt manager
self.salt_manager = SaltManager()
# Statistics
self._stats = {
"GEN_ATTEMPT": 0,
"GEN": 0,
"GEN_DENY": 0,
"GEN_ERROR": 0,
}
def log_attempt(
self,
prompt: str,
user_id: str,
input_type: str = "text",
session_id: Optional[str] = None,
reference_image: Optional[bytes] = None,
) -> str:
"""
Log a generation attempt BEFORE safety evaluation.
⚠️ CRITICAL: This MUST be called before your content
moderation pipeline runs. The entire security model
depends on this ordering.
Args:
prompt: The user's prompt (will be hashed, never stored)
user_id: User identifier (will be hashed)
input_type: "text", "image", "text+image", etc.
session_id: Session identifier (auto-generated if None)
reference_image: Optional image bytes (hashed only)
Returns:
EventID of the GEN_ATTEMPT (needed for outcome logging)
"""
session = session_id or str(uuid7.create())
salt = self.salt_manager.get_or_create_salt(session)
event = GenAttemptEvent(
PromptHash=compute_prompt_hash(prompt, salt),
InputType=input_type,
PolicyID=self.policy_id,
ModelVersion=self.model_version,
SessionID=session,
ActorHash=compute_actor_hash(user_id, salt),
)
if reference_image:
from .privacy import compute_content_hash
event.ReferenceImageHash = compute_content_hash(reference_image)
result = self.chain.append(event)
self._stats["GEN_ATTEMPT"] += 1
return result["EventID"]
def log_denial(
self,
attempt_id: str,
risk_category: str,
risk_score: float,
reason: str,
sub_categories: Optional[List[str]] = None,
decision: str = "DENY",
human_override: bool = False,
) -> str:
"""
Log a content refusal (GEN_DENY).
Args:
attempt_id: EventID of the corresponding GEN_ATTEMPT
risk_category: One of RiskCategory enum values
risk_score: Confidence score 0.0-1.0
reason: Human-readable refusal reason
sub_categories: Additional risk sub-categories
decision: DENY, WARN, ESCALATE, or QUARANTINE
human_override: Whether a human reviewer made this decision
Returns:
EventID of the GEN_DENY event
"""
event = GenDenyEvent(
AttemptID=attempt_id,
RiskCategory=risk_category,
RiskSubCategories=sub_categories or [],
RiskScore=risk_score,
RefusalReason=reason,
PolicyID=self.policy_id,
PolicyVersion=self.policy_version,
ModelDecision=decision,
HumanOverride=human_override,
)
result = self.chain.append(event)
self._stats["GEN_DENY"] += 1
return result["EventID"]
def log_generation(
self,
attempt_id: str,
output_hash: str,
c2pa_manifest_hash: Optional[str] = None,
) -> str:
"""
Log successful content generation (GEN).
Args:
attempt_id: EventID of the corresponding GEN_ATTEMPT
output_hash: SHA-256 hash of generated content
c2pa_manifest_hash: Hash of C2PA manifest (if attached)
Returns:
EventID of the GEN event
"""
event = GenEvent(
AttemptID=attempt_id,
OutputHash=output_hash,
PolicyID=self.policy_id,
ModelVersion=self.model_version,
C2PAManifestHash=c2pa_manifest_hash,
)
result = self.chain.append(event)
self._stats["GEN"] += 1
return result["EventID"]
def log_error(
self,
attempt_id: str,
error_code: str,
error_message: str,
) -> str:
"""Log system error during generation (GEN_ERROR)."""
event = GenErrorEvent(
AttemptID=attempt_id,
ErrorCode=error_code,
ErrorMessage=error_message,
)
result = self.chain.append(event)
self._stats["GEN_ERROR"] += 1
return result["EventID"]
@property
def stats(self) -> dict:
"""Current event statistics."""
return {
**self._stats,
"invariant_holds": (
self._stats["GEN_ATTEMPT"]
== self._stats["GEN"]
+ self._stats["GEN_DENY"]
+ self._stats["GEN_ERROR"]
),
}
Step 6: The Completeness Invariant
This is the mathematical core. The invariant ensures no events are missing or fabricated:
# cap_srp/invariant.py
"""
Completeness Invariant verification (spec §8).
The invariant:
∑ GEN_ATTEMPT = ∑ GEN + ∑ GEN_DENY + ∑ GEN_ERROR
This MUST hold for ANY arbitrary time window. If it doesn't,
the audit trail is provably incomplete or tampered with.
"""
from dataclasses import dataclass, field
from datetime import datetime
from typing import List, Optional, Tuple
@dataclass
class InvariantResult:
"""Result of Completeness Invariant verification."""
valid: bool
total_attempts: int = 0
total_gen: int = 0
total_deny: int = 0
total_error: int = 0
unmatched_attempts: List[str] = field(default_factory=list)
orphan_outcomes: List[str] = field(default_factory=list)
duplicate_outcomes: List[str] = field(default_factory=list)
error: Optional[str] = None
@property
def total_outcomes(self) -> int:
return self.total_gen + self.total_deny + self.total_error
@property
def refusal_rate(self) -> float:
"""Percentage of attempts that were denied."""
if self.total_attempts == 0:
return 0.0
return (self.total_deny / self.total_attempts) * 100
def summary(self) -> str:
status = "✓ VALID" if self.valid else "✗ INVALID"
lines = [
f"Completeness Invariant: {status}",
f" Attempts: {self.total_attempts}",
f" Outcomes: {self.total_outcomes} "
f"(GEN={self.total_gen}, DENY={self.total_deny}, "
f"ERROR={self.total_error})",
f" Refusal rate: {self.refusal_rate:.1f}%",
]
if self.unmatched_attempts:
lines.append(
f" ⚠ Unmatched attempts: {len(self.unmatched_attempts)}"
)
if self.orphan_outcomes:
lines.append(
f" ⚠ Orphan outcomes: {len(self.orphan_outcomes)}"
)
if self.duplicate_outcomes:
lines.append(
f" ⚠ Duplicate outcomes: {len(self.duplicate_outcomes)}"
)
return "\n".join(lines)
def verify_completeness(
events: List[dict],
time_window: Optional[Tuple[datetime, datetime]] = None,
) -> InvariantResult:
"""
Verify the Completeness Invariant (spec §8.4).
For any time window:
∑ GEN_ATTEMPT = ∑ GEN + ∑ GEN_DENY + ∑ GEN_ERROR
Violations are diagnostic:
- Attempts > Outcomes → selective logging (hiding results)
- Outcomes > Attempts → fabricated refusals
- Duplicate outcomes for one attempt → data manipulation
Computational complexity: O(n) time, O(n) space.
Args:
events: Ordered list of event dictionaries
time_window: Optional (start, end) datetime filter
Returns:
InvariantResult with detailed verification data
"""
# Filter by time window if specified
if time_window:
start, end = time_window
filtered = [
e for e in events
if start <= datetime.fromisoformat(
e["Timestamp"].replace("Z", "+00:00")
) <= end
]
else:
filtered = events
# Separate attempts and outcomes
attempts = {}
outcomes = []
for event in filtered:
etype = event.get("EventType", "")
if etype == "GEN_ATTEMPT":
attempts[event["EventID"]] = event
elif etype in ("GEN", "GEN_DENY", "GEN_ERROR"):
outcomes.append(event)
# Check one-to-one mapping
matched_attempts = set()
orphan_outcomes = []
duplicate_outcomes = []
gen_count = 0
deny_count = 0
error_count = 0
for outcome in outcomes:
attempt_id = outcome.get("AttemptID", "")
etype = outcome["EventType"]
# Count by type
if etype == "GEN":
gen_count += 1
elif etype == "GEN_DENY":
deny_count += 1
elif etype == "GEN_ERROR":
error_count += 1
# Check linkage
if attempt_id in attempts:
if attempt_id in matched_attempts:
duplicate_outcomes.append(outcome["EventID"])
else:
matched_attempts.add(attempt_id)
else:
orphan_outcomes.append(outcome["EventID"])
# Find unmatched attempts
unmatched = [
aid for aid in attempts if aid not in matched_attempts
]
# Determine validity
is_valid = (
len(unmatched) == 0
and len(orphan_outcomes) == 0
and len(duplicate_outcomes) == 0
)
return InvariantResult(
valid=is_valid,
total_attempts=len(attempts),
total_gen=gen_count,
total_deny=deny_count,
total_error=error_count,
unmatched_attempts=unmatched,
orphan_outcomes=orphan_outcomes,
duplicate_outcomes=duplicate_outcomes,
)
Step 7: Merkle Tree Construction
Merkle trees enable efficient batch verification and selective disclosure:
# cap_srp/merkle.py
"""
Merkle tree construction for external anchoring (spec §10.2).
The Merkle root is what gets anchored to RFC 3161 TSA or SCITT.
A single root hash represents thousands of events, enabling
efficient anchoring without submitting every event individually.
Merkle proofs allow verifying a single event's inclusion in
the tree without revealing any other events (selective disclosure).
"""
import hashlib
from dataclasses import dataclass
from typing import List, Tuple, Optional
def _sha256_pair(left: str, right: str) -> str:
"""Hash two hex strings together."""
combined = bytes.fromhex(left) + bytes.fromhex(right)
return hashlib.sha256(combined).hexdigest()
@dataclass
class MerkleProof:
"""Inclusion proof for a single event in the Merkle tree."""
event_index: int
event_hash: str
proof_elements: List[Tuple[str, str]] # (sibling_hash, direction)
root: str
def verify(self) -> bool:
"""Verify this proof against the stored root."""
current = self.event_hash
for sibling_hash, direction in self.proof_elements:
if direction == "left":
current = _sha256_pair(sibling_hash, current)
else:
current = _sha256_pair(current, sibling_hash)
return current == self.root
class MerkleTree:
"""
Binary Merkle tree for event batches.
Build a tree, get the root for anchoring, generate proofs
for individual events.
Example:
Root (anchored to TSA)
/ \\
Hash01 Hash23
/ \\ / \\
H(E0) H(E1) H(E2) H(E3)
"""
def __init__(self, event_hashes: List[str]):
"""
Build Merkle tree from event hashes.
Args:
event_hashes: List of "sha256:{hex}" event hash strings
"""
# Extract raw hex hashes
self._leaves = [h[7:] if h.startswith("sha256:") else h
for h in event_hashes]
self._original_count = len(self._leaves)
# Pad to power of 2
while len(self._leaves) & (len(self._leaves) - 1) != 0:
self._leaves.append(self._leaves[-1]) # Duplicate last
# Build tree bottom-up
self._tree: List[List[str]] = [self._leaves[:]]
while len(self._tree[-1]) > 1:
level = []
current = self._tree[-1]
for i in range(0, len(current), 2):
level.append(_sha256_pair(current[i], current[i + 1]))
self._tree.append(level)
@property
def root(self) -> str:
"""Merkle root hash (for external anchoring)."""
return f"sha256:{self._tree[-1][0]}"
@property
def leaf_count(self) -> int:
"""Number of original events (before padding)."""
return self._original_count
def generate_proof(self, event_index: int) -> MerkleProof:
"""
Generate inclusion proof for a specific event (spec §10.2).
The proof contains the minimum set of sibling hashes needed
to reconstruct the root from the target event's hash.
Proof size: O(log n) — even for millions of events,
the proof is only ~20 hash pairs.
Args:
event_index: Index of the event in the original list
Returns:
MerkleProof that can be independently verified
"""
if event_index >= self._original_count:
raise IndexError(f"Event index {event_index} out of range")
proof_elements = []
idx = event_index
for level in self._tree[:-1]: # Exclude root level
sibling_idx = idx ^ 1 # XOR to get sibling
direction = "left" if idx % 2 == 1 else "right"
proof_elements.append((level[sibling_idx], direction))
idx //= 2
return MerkleProof(
event_index=event_index,
event_hash=self._leaves[event_index],
proof_elements=proof_elements,
root=self._tree[-1][0],
)
Let's verify it works:
# Quick test
hashes = [
"sha256:" + hashlib.sha256(f"event-{i}".encode()).hexdigest()
for i in range(8)
]
tree = MerkleTree(hashes)
print(f"Root: {tree.root}")
print(f"Leaves: {tree.leaf_count}")
# Generate and verify proof for event 3
proof = tree.generate_proof(3)
print(f"Proof valid: {proof.verify()}") # True
# Tamper with the proof
proof.event_hash = "0" * 64
print(f"Tampered proof valid: {proof.verify()}") # False
Step 8: External Anchoring with RFC 3161
Internal hash chains are necessary but not sufficient — a provider could replace the entire chain. External anchoring pins the chain state to an independent timestamp authority:
# cap_srp/anchoring.py
"""
External anchoring via RFC 3161 Time Stamp Authority (spec §10).
This provides independent proof that events existed at a
specific time, preventing:
- Backdating of events
- Forward-dating of events
- Undetectable log replacement
Anchoring frequency requirements:
- Bronze: Optional
- Silver: Daily (≤24h delay)
- Gold: Hourly (≤1h delay)
"""
import hashlib
import json
import requests
from dataclasses import dataclass, asdict
from datetime import datetime, timezone
from typing import Optional
import uuid7
@dataclass
class AnchorRecord:
"""
Record of an external anchoring operation (spec §10.5).
"""
AnchorID: str
AnchorType: str # "RFC3161", "SCITT", "BLOCKCHAIN"
MerkleRoot: str
EventCount: int
FirstEventID: str
LastEventID: str
Timestamp: str
AnchorProof: str # Base64-encoded TSA response
ServiceEndpoint: str
def to_dict(self) -> dict:
return asdict(self)
def create_rfc3161_request(merkle_root: str) -> bytes:
"""
Create an RFC 3161 TimeStampReq for the Merkle root.
In production, use the `rfc3161ng` or `asn1crypto` library
for proper ASN.1 encoding. This shows the concept.
The request asks the TSA to sign our Merkle root with
their trusted timestamp, creating an independent record
that this data existed at this time.
"""
# In production:
# import rfc3161ng
# tsa_url = "https://timestamp.digicert.com"
# certificate = open("tsa_cert.pem", "rb").read()
# tsr = rfc3161ng.RemoteTimestamper(
# tsa_url, certificate=certificate
# )
# response = tsr.timestamp(data=merkle_root_bytes)
# Simplified for demonstration
root_bytes = bytes.fromhex(
merkle_root[7:] if merkle_root.startswith("sha256:") else merkle_root
)
return root_bytes
def anchor_to_tsa(
merkle_root: str,
event_count: int,
first_event_id: str,
last_event_id: str,
tsa_url: str = "https://timestamp.digicert.com",
) -> AnchorRecord:
"""
Anchor Merkle root to an RFC 3161 TSA (spec §10.4).
This submits the Merkle root hash to a trusted third-party
Time Stamp Authority, which signs it with their certificate
and returns a timestamp token.
The result is legally recognized under eIDAS in the EU.
Production TSA endpoints:
- DigiCert: https://timestamp.digicert.com
- GlobalSign: http://timestamp.globalsign.com
- Comodo: http://timestamp.comodoca.com
Args:
merkle_root: The Merkle root to anchor
event_count: Number of events in this batch
first_event_id: First event's ID in the batch
last_event_id: Last event's ID in the batch
tsa_url: RFC 3161 TSA endpoint URL
Returns:
AnchorRecord with TSA response
"""
# Create timestamp request
# (Simplified — production code uses rfc3161ng library)
# For demonstration, we create a self-contained record
# In production, this would be the actual TSA response
import base64
timestamp_data = {
"merkle_root": merkle_root,
"event_count": event_count,
"timestamp": datetime.now(timezone.utc).isoformat(),
"tsa": tsa_url,
}
proof = base64.b64encode(
json.dumps(timestamp_data).encode()
).decode()
return AnchorRecord(
AnchorID=str(uuid7.create()),
AnchorType="RFC3161",
MerkleRoot=merkle_root,
EventCount=event_count,
FirstEventID=first_event_id,
LastEventID=last_event_id,
Timestamp=datetime.now(timezone.utc).isoformat(),
AnchorProof=proof,
ServiceEndpoint=tsa_url,
)
Step 9: Evidence Pack Generation
Evidence Packs are self-contained, cryptographically verifiable bundles for regulatory submission:
# cap_srp/evidence_pack.py
"""
Evidence Pack generation (spec §11).
An Evidence Pack is a self-contained bundle that a regulator
can verify WITHOUT any cooperation from the AI provider.
The cryptographic proofs speak for themselves.
"""
import json
import os
import hashlib
from dataclasses import dataclass, asdict
from datetime import datetime, timezone
from typing import List, Optional
import uuid7
from .merkle import MerkleTree
from .invariant import verify_completeness
from .anchoring import anchor_to_tsa
@dataclass
class PackManifest:
"""Evidence Pack manifest (spec §11.3)."""
PackID: str
PackVersion: str = "1.0"
GeneratedAt: str = ""
GeneratedBy: str = ""
ConformanceLevel: str = "Silver"
EventCount: int = 0
TimeRange: dict = None
Checksums: dict = None
CompletenessVerification: dict = None
def generate_evidence_pack(
events: List[dict],
organization: str,
conformance_level: str = "Silver",
output_dir: str = "./evidence_pack",
) -> PackManifest:
"""
Generate a complete Evidence Pack (spec §11.2).
Directory structure:
evidence_pack/
├── manifest.json # Pack metadata + integrity
├── events/
│ └── events.jsonl # All events (JSON Lines)
├── anchors/
│ └── anchor.json # External anchor records
├── merkle/
│ ├── tree.json # Merkle tree structure
│ └── proofs/ # Sample inclusion proofs
└── verification/
└── invariant.json # Completeness verification
Args:
events: Complete list of chain events
organization: Organization URI
conformance_level: Bronze/Silver/Gold
output_dir: Output directory path
Returns:
PackManifest with all metadata
"""
# Create directory structure
for subdir in ["events", "anchors", "merkle/proofs", "verification"]:
os.makedirs(os.path.join(output_dir, subdir), exist_ok=True)
# --- 1. Write events as JSON Lines ---
events_path = os.path.join(output_dir, "events", "events.jsonl")
with open(events_path, "w") as f:
for event in events:
f.write(json.dumps(event, sort_keys=True) + "\n")
# Compute checksum
with open(events_path, "rb") as f:
events_checksum = f"sha256:{hashlib.sha256(f.read()).hexdigest()}"
# --- 2. Verify Completeness Invariant ---
invariant_result = verify_completeness(events)
invariant_path = os.path.join(
output_dir, "verification", "invariant.json"
)
invariant_data = {
"verified_at": datetime.now(timezone.utc).isoformat(),
"result": "PASS" if invariant_result.valid else "FAIL",
"total_attempts": invariant_result.total_attempts,
"total_gen": invariant_result.total_gen,
"total_deny": invariant_result.total_deny,
"total_error": invariant_result.total_error,
"refusal_rate_pct": round(invariant_result.refusal_rate, 2),
"unmatched_attempts": invariant_result.unmatched_attempts,
"orphan_outcomes": invariant_result.orphan_outcomes,
"invariant_equation": (
f"{invariant_result.total_attempts} = "
f"{invariant_result.total_gen} + "
f"{invariant_result.total_deny} + "
f"{invariant_result.total_error}"
),
}
with open(invariant_path, "w") as f:
json.dump(invariant_data, f, indent=2)
# --- 3. Build Merkle tree ---
event_hashes = [e["EventHash"] for e in events]
tree = MerkleTree(event_hashes)
tree_path = os.path.join(output_dir, "merkle", "tree.json")
tree_data = {
"root": tree.root,
"leaf_count": tree.leaf_count,
"algorithm": "SHA-256",
}
with open(tree_path, "w") as f:
json.dump(tree_data, f, indent=2)
# Generate sample proofs (first, last, and 3 random)
import random
sample_indices = [0, len(events) - 1]
if len(events) > 5:
sample_indices += random.sample(
range(1, len(events) - 1), min(3, len(events) - 2)
)
for idx in sample_indices:
proof = tree.generate_proof(idx)
proof_path = os.path.join(
output_dir, "merkle", "proofs", f"proof_{idx:06d}.json"
)
with open(proof_path, "w") as f:
json.dump(
{
"event_index": proof.event_index,
"event_hash": proof.event_hash,
"proof_elements": proof.proof_elements,
"root": proof.root,
"valid": proof.verify(),
},
f,
indent=2,
)
# --- 4. Create external anchor ---
anchor = anchor_to_tsa(
merkle_root=tree.root,
event_count=len(events),
first_event_id=events[0]["EventID"],
last_event_id=events[-1]["EventID"],
)
anchor_path = os.path.join(output_dir, "anchors", "anchor.json")
with open(anchor_path, "w") as f:
json.dump(anchor.to_dict(), f, indent=2)
# --- 5. Generate manifest ---
timestamps = [e["Timestamp"] for e in events]
manifest = PackManifest(
PackID=str(uuid7.create()),
GeneratedAt=datetime.now(timezone.utc).isoformat(),
GeneratedBy=organization,
ConformanceLevel=conformance_level,
EventCount=len(events),
TimeRange={
"Start": min(timestamps),
"End": max(timestamps),
},
Checksums={
"events.jsonl": events_checksum,
},
CompletenessVerification={
"TotalAttempts": invariant_result.total_attempts,
"TotalGEN": invariant_result.total_gen,
"TotalGEN_DENY": invariant_result.total_deny,
"TotalGEN_ERROR": invariant_result.total_error,
"InvariantValid": invariant_result.valid,
},
)
manifest_path = os.path.join(output_dir, "manifest.json")
with open(manifest_path, "w") as f:
json.dump(asdict(manifest), f, indent=2)
return manifest
Step 10: Third-Party Verification
The whole point: anyone can verify the Evidence Pack independently:
# cap_srp/verifier.py
"""
Third-party verification of CAP-SRP Evidence Packs (spec §13).
This is what regulators, auditors, and journalists run.
It requires NO cooperation from the AI provider.
"""
import json
import hashlib
import os
from typing import Optional
from .chain import verify_chain
from .invariant import verify_completeness
from .merkle import MerkleTree, MerkleProof
from .crypto import compute_event_hash
def verify_evidence_pack(
pack_dir: str,
public_key=None,
) -> dict:
"""
Complete Evidence Pack verification (spec §13.2).
Verification steps:
1. Manifest integrity
2. Event file checksums
3. Hash chain integrity
4. Signature validity (if public key provided)
5. Completeness Invariant
6. Merkle tree reconstruction
7. Merkle proof sampling
8. Anchor verification
Args:
pack_dir: Path to extracted Evidence Pack
public_key: Optional Ed25519 public key for signature checks
Returns:
Comprehensive verification report
"""
report = {
"pack_dir": pack_dir,
"verified_at": None,
"steps": {},
"overall": "UNKNOWN",
}
from datetime import datetime, timezone
report["verified_at"] = datetime.now(timezone.utc).isoformat()
# --- Step 1: Load and verify manifest ---
manifest_path = os.path.join(pack_dir, "manifest.json")
try:
with open(manifest_path) as f:
manifest = json.load(f)
report["steps"]["manifest_loaded"] = "PASS"
except Exception as e:
report["steps"]["manifest_loaded"] = f"FAIL: {e}"
report["overall"] = "FAIL"
return report
# --- Step 2: Verify event file checksum ---
events_path = os.path.join(pack_dir, "events", "events.jsonl")
try:
with open(events_path, "rb") as f:
actual_checksum = f"sha256:{hashlib.sha256(f.read()).hexdigest()}"
expected = manifest.get("Checksums", {}).get("events.jsonl", "")
if actual_checksum == expected:
report["steps"]["checksum_verification"] = "PASS"
else:
report["steps"]["checksum_verification"] = (
f"FAIL: expected {expected[:20]}..., "
f"got {actual_checksum[:20]}..."
)
except Exception as e:
report["steps"]["checksum_verification"] = f"FAIL: {e}"
# --- Step 3: Load events ---
try:
events = []
with open(events_path) as f:
for line in f:
if line.strip():
events.append(json.loads(line))
report["steps"]["events_loaded"] = f"PASS ({len(events)} events)"
except Exception as e:
report["steps"]["events_loaded"] = f"FAIL: {e}"
report["overall"] = "FAIL"
return report
# --- Step 4: Verify hash chain ---
if public_key:
chain_result = verify_chain(events, public_key)
if chain_result["valid"]:
report["steps"]["chain_integrity"] = "PASS"
else:
report["steps"]["chain_integrity"] = (
f"FAIL: {chain_result['errors']}"
)
else:
report["steps"]["chain_integrity"] = "SKIPPED (no public key)"
# --- Step 5: Verify Completeness Invariant ---
inv_result = verify_completeness(events)
if inv_result.valid:
report["steps"]["completeness_invariant"] = "PASS"
else:
report["steps"]["completeness_invariant"] = (
f"FAIL: {inv_result.unmatched_attempts} unmatched, "
f"{inv_result.orphan_outcomes} orphans"
)
report["statistics"] = {
"total_events": len(events),
"gen_attempt": inv_result.total_attempts,
"gen": inv_result.total_gen,
"gen_deny": inv_result.total_deny,
"gen_error": inv_result.total_error,
"refusal_rate_pct": round(inv_result.refusal_rate, 2),
"equation": (
f"{inv_result.total_attempts} = "
f"{inv_result.total_gen} + "
f"{inv_result.total_deny} + "
f"{inv_result.total_error}"
),
}
# --- Step 6: Rebuild and verify Merkle tree ---
try:
event_hashes = [e["EventHash"] for e in events]
rebuilt_tree = MerkleTree(event_hashes)
# Compare with stored tree root
tree_path = os.path.join(pack_dir, "merkle", "tree.json")
with open(tree_path) as f:
stored_tree = json.load(f)
if rebuilt_tree.root == stored_tree["root"]:
report["steps"]["merkle_tree"] = "PASS"
else:
report["steps"]["merkle_tree"] = (
f"FAIL: root mismatch "
f"(rebuilt={rebuilt_tree.root[:20]}... "
f"vs stored={stored_tree['root'][:20]}...)"
)
except Exception as e:
report["steps"]["merkle_tree"] = f"FAIL: {e}"
# --- Step 7: Verify sample Merkle proofs ---
proofs_dir = os.path.join(pack_dir, "merkle", "proofs")
if os.path.exists(proofs_dir):
proof_results = []
for fname in os.listdir(proofs_dir):
with open(os.path.join(proofs_dir, fname)) as f:
proof_data = json.load(f)
proof = MerkleProof(
event_index=proof_data["event_index"],
event_hash=proof_data["event_hash"],
proof_elements=[
tuple(p) for p in proof_data["proof_elements"]
],
root=proof_data["root"],
)
proof_results.append(proof.verify())
all_valid = all(proof_results)
report["steps"]["merkle_proofs"] = (
f"PASS ({len(proof_results)} proofs verified)"
if all_valid
else f"FAIL ({sum(1 for r in proof_results if not r)} invalid)"
)
# --- Determine overall result ---
failures = [
k for k, v in report["steps"].items()
if isinstance(v, str) and v.startswith("FAIL")
]
report["overall"] = "FAIL" if failures else "PASS"
return report
def print_verification_report(report: dict):
"""Pretty-print a verification report."""
print("=" * 65)
print("CAP-SRP Evidence Pack Verification Report")
print("=" * 65)
print(f"Pack: {report['pack_dir']}")
print(f"Verified: {report['verified_at']}")
print()
for step, result in report["steps"].items():
icon = "✓" if "PASS" in str(result) else "✗"
print(f" {icon} {step}: {result}")
print()
if "statistics" in report:
stats = report["statistics"]
print("Statistics:")
print(f" Events: {stats['total_events']}")
print(f" Attempts: {stats['gen_attempt']}")
print(f" Generations: {stats['gen']}")
print(f" Denials: {stats['gen_deny']}")
print(f" Errors: {stats['gen_error']}")
print(f" Refusal rate: {stats['refusal_rate_pct']}%")
print(f" Equation: {stats['equation']}")
print()
overall = report["overall"]
icon = "✓" if overall == "PASS" else "✗"
print(f"OVERALL: {icon} {overall}")
print("=" * 65)
Putting It All Together
Let's simulate a realistic scenario — an AI image generation service processing mixed requests:
# demo.py
"""
Full CAP-SRP demonstration.
Simulates an AI image generation service handling:
- Normal generation requests
- NCII attempts (refused)
- CSAM attempts (refused)
- System errors
- Evidence Pack generation and verification
"""
from cap_srp.logger import CAPSRPLogger
from cap_srp.invariant import verify_completeness
from cap_srp.evidence_pack import generate_evidence_pack
from cap_srp.verifier import verify_evidence_pack, print_verification_report
from cap_srp.privacy import compute_content_hash
import random
import hashlib
def main():
# === Initialize Logger ===
print("Initializing CAP-SRP logger...")
logger = CAPSRPLogger(
organization="urn:cap:org:demo-ai-platform",
model_version="img-gen-v4.2.1",
policy_id="safety-policy-v2.3",
)
# === Simulate Request Traffic ===
print("\nSimulating 20 AI generation requests...\n")
scenarios = [
# (prompt, user, is_safe, risk_category, risk_score)
("a sunset over mountains", "user-001", True, None, 0.0),
("a cat wearing a hat", "user-002", True, None, 0.0),
("remove clothes from this photo", "user-003", False, "NCII_RISK", 0.97),
("a beautiful landscape painting", "user-004", True, None, 0.0),
("generate nude image of celebrity X", "user-005", False, "NCII_RISK", 0.99),
("a robot playing chess", "user-006", True, None, 0.0),
("undress the person in this image", "user-007", False, "NCII_RISK", 0.95),
("a dog at the beach", "user-008", True, None, 0.0),
("child in provocative pose", "user-009", False, "CSAM_RISK", 0.99),
("abstract watercolor art", "user-010", True, None, 0.0),
("violent gore explosion", "user-011", False, "VIOLENCE_EXTREME", 0.88),
("portrait in oil painting style", "user-012", True, None, 0.0),
("make a deepfake of politician", "user-013", False, "REAL_PERSON_DEEPFAKE", 0.92),
("a cozy cabin in the woods", "user-014", True, None, 0.0),
("flowers in a vase", "user-015", True, None, 0.0),
("how to build an explosive", "user-016", False, "TERRORIST_CONTENT", 0.91),
("a futuristic cityscape", "user-017", True, None, 0.0),
("copy this artist's exact style", "user-018", False, "COPYRIGHT_STYLE_MIMICRY", 0.76),
("galaxy and nebula art", "user-019", True, None, 0.0),
("a peaceful zen garden", "user-020", True, None, 0.0),
]
for i, (prompt, user, is_safe, risk_cat, risk_score) in enumerate(scenarios):
# Step 1: Log attempt BEFORE safety check
attempt_id = logger.log_attempt(
prompt=prompt,
user_id=user,
input_type="text",
)
# Step 2: Simulate safety evaluation result
if is_safe:
# Generate content and log success
fake_output = f"generated_image_{i}.png".encode()
output_hash = compute_content_hash(fake_output)
logger.log_generation(attempt_id, output_hash=output_hash)
status = "✓ GEN"
else:
# Log refusal
logger.log_denial(
attempt_id,
risk_category=risk_cat,
risk_score=risk_score,
reason=f"Content policy violation: {risk_cat}",
)
status = f"✗ DENY ({risk_cat})"
print(f" [{i+1:2d}] {status:42s} | {prompt[:40]}")
# === Verify Completeness Invariant ===
print("\n" + "=" * 65)
inv = verify_completeness(logger.chain.events)
print(inv.summary())
# === Generate Evidence Pack ===
print("\n" + "=" * 65)
print("Generating Evidence Pack...")
manifest = generate_evidence_pack(
events=logger.chain.events,
organization="urn:cap:org:demo-ai-platform",
conformance_level="Silver",
output_dir="./demo_evidence_pack",
)
print(f"Pack ID: {manifest.PackID}")
print(f"Events: {manifest.EventCount}")
print(f"Level: {manifest.ConformanceLevel}")
# === Third-Party Verification ===
print("\n" + "=" * 65)
print("Running third-party verification...\n")
report = verify_evidence_pack(
pack_dir="./demo_evidence_pack",
public_key=logger.public_key,
)
print_verification_report(report)
if __name__ == "__main__":
main()
Run it:
$ python demo.py
Initializing CAP-SRP logger...
Simulating 20 AI generation requests...
[ 1] ✓ GEN | a sunset over mountains
[ 2] ✓ GEN | a cat wearing a hat
[ 3] ✗ DENY (NCII_RISK) | remove clothes from this photo
[ 4] ✓ GEN | a beautiful landscape painting
[ 5] ✗ DENY (NCII_RISK) | generate nude image of celebrity X
[ 6] ✓ GEN | a robot playing chess
[ 7] ✗ DENY (NCII_RISK) | undress the person in this image
[ 8] ✓ GEN | a dog at the beach
[ 9] ✗ DENY (CSAM_RISK) | child in provocative pose
[10] ✓ GEN | abstract watercolor art
[11] ✗ DENY (VIOLENCE_EXTREME) | violent gore explosion
[12] ✓ GEN | portrait in oil painting style
[13] ✗ DENY (REAL_PERSON_DEEPFAKE) | make a deepfake of politician
[14] ✓ GEN | a cozy cabin in the woods
[15] ✓ GEN | flowers in a vase
[16] ✗ DENY (TERRORIST_CONTENT) | how to build an explosive
[17] ✓ GEN | a futuristic cityscape
[18] ✗ DENY (COPYRIGHT_STYLE_MIMICRY) | copy this artist's exact style
[19] ✓ GEN | galaxy and nebula art
[20] ✓ GEN | a peaceful zen garden
=================================================================
Completeness Invariant: ✓ VALID
Attempts: 20
Outcomes: 20 (GEN=12, DENY=8, ERROR=0)
Refusal rate: 40.0%
=================================================================
Generating Evidence Pack...
Pack ID: 019...
Events: 40
Level: Silver
=================================================================
Running third-party verification...
=================================================================
CAP-SRP Evidence Pack Verification Report
=================================================================
Pack: ./demo_evidence_pack
Verified: 2026-02-07T...
✓ manifest_loaded: PASS
✓ checksum_verification: PASS
✓ events_loaded: PASS (40 events)
✓ chain_integrity: PASS
✓ completeness_invariant: PASS
✓ merkle_tree: PASS
✓ merkle_proofs: PASS (5 proofs verified)
Statistics:
Events: 40
Attempts: 20
Generations: 12
Denials: 8
Errors: 0
Refusal rate: 40.0%
Equation: 20 = 12 + 8 + 0
OVERALL: ✓ PASS
=================================================================
40 events (20 attempts + 20 outcomes), all cryptographically signed, hash-chained, Merkle-tree'd, and independently verifiable. This is what an EU AI Act Article 12-compliant audit trail looks like.
Integrating with Your AI Pipeline
Here's how CAP-SRP fits into a real FastAPI-based image generation service:
# Example: FastAPI integration
from fastapi import FastAPI, HTTPException
from pydantic import BaseModel
from cap_srp.logger import CAPSRPLogger
from cap_srp.privacy import compute_content_hash
app = FastAPI()
logger = CAPSRPLogger(
organization="urn:cap:org:my-company",
model_version="stable-diffusion-xl-v1.0",
policy_id="content-policy-v3.1",
)
class GenerateRequest(BaseModel):
prompt: str
user_id: str
@app.post("/generate")
async def generate_image(req: GenerateRequest):
# ━━━ STEP 1: Log attempt BEFORE safety check ━━━
attempt_id = logger.log_attempt(
prompt=req.prompt,
user_id=req.user_id,
input_type="text",
)
# ━━━ STEP 2: Run your existing safety pipeline ━━━
safety_result = await your_safety_check(req.prompt)
# ━━━ STEP 3: Log the outcome ━━━
if safety_result.blocked:
logger.log_denial(
attempt_id=attempt_id,
risk_category=safety_result.category,
risk_score=safety_result.score,
reason=safety_result.reason,
)
raise HTTPException(
status_code=451, # Unavailable For Legal Reasons
detail="Content policy violation",
)
try:
# ━━━ Generate content ━━━
image_bytes = await your_model.generate(req.prompt)
output_hash = compute_content_hash(image_bytes)
logger.log_generation(
attempt_id=attempt_id,
output_hash=output_hash,
)
return {"image": image_bytes, "attempt_id": attempt_id}
except Exception as e:
logger.log_error(
attempt_id=attempt_id,
error_code="GENERATION_FAILURE",
error_message=str(e),
)
raise HTTPException(status_code=500, detail="Generation failed")
The key pattern: three lines of logging added to your existing pipeline. log_attempt before safety, log_denial / log_generation / log_error after.
SCITT Integration
For Gold-level conformance, events are registered with an IETF SCITT Transparency Service:
# cap_srp/scitt.py
"""
SCITT integration for Gold-level conformance.
Registers CAP-SRP events as SCITT Signed Statements via
the SCRAPI (SCITT Reference API) protocol.
References:
- draft-ietf-scitt-architecture-22
- draft-ietf-scitt-scrapi-06
- draft-kamimura-scitt-refusal-events-00
"""
import json
import base64
import requests
from typing import Optional
MEDIA_TYPE = "application/vnd.cap-srp.refusal+cbor"
def register_with_scitt(
event: dict,
signing_key,
issuer: str,
transparency_service_url: str,
) -> dict:
"""
Register a CAP-SRP event as a SCITT Signed Statement.
Per draft-ietf-scitt-scrapi-06, this:
1. Encodes the event as a COSE_Sign1 Signed Statement
2. POSTs to the Transparency Service's /entries endpoint
3. Receives an operation status
4. Polls until Receipt is available
The Receipt is a cryptographic inclusion proof that the
event has been recorded in the append-only transparency log.
Args:
event: CAP-SRP event dictionary
signing_key: Ed25519 private key
issuer: Issuer URI (e.g., "https://ai-provider.example")
transparency_service_url: SCITT TS endpoint
Returns:
dict with receipt and registration details
"""
# Step 1: Create COSE_Sign1 Signed Statement
# In production, use python-cose library:
#
# from cose.messages import Sign1Message
# from cose.headers import Algorithm, KID, ContentType
#
# msg = Sign1Message(
# phdr={
# Algorithm: EdDSA,
# KID: issuer.encode(),
# ContentType: MEDIA_TYPE,
# },
# payload=cbor2.dumps(event),
# )
# msg.key = signing_key
# signed_statement = msg.encode()
# Simplified for demonstration
payload = json.dumps(event).encode()
signed_statement = base64.b64encode(payload).decode()
# Step 2: Submit to Transparency Service
# POST /entries
response = requests.post(
f"{transparency_service_url}/entries",
headers={
"Content-Type": MEDIA_TYPE,
},
data=signed_statement,
)
if response.status_code == 201:
# Registration complete, receipt available
return response.json()
elif response.status_code == 202:
# Registration in progress, poll for receipt
operation_url = response.headers.get("Location")
return poll_for_receipt(
transparency_service_url, operation_url
)
else:
raise Exception(
f"SCITT registration failed: {response.status_code}"
)
def poll_for_receipt(
base_url: str,
operation_url: str,
max_retries: int = 10,
) -> dict:
"""Poll SCITT TS for operation completion and receipt."""
import time
for _ in range(max_retries):
response = requests.get(f"{base_url}{operation_url}")
if response.status_code == 200:
result = response.json()
if result.get("status") == "succeeded":
# Fetch the receipt
entry_id = result.get("entryId")
receipt_resp = requests.get(
f"{base_url}/entries/{entry_id}/receipt"
)
return {
"entry_id": entry_id,
"receipt": receipt_resp.content,
"status": "registered",
}
time.sleep(1)
raise TimeoutError("SCITT registration timed out")
Crypto-Shredding for GDPR
GDPR Article 17 (Right to Erasure) meets cryptographic audit trails:
# How crypto-shredding works in CAP-SRP
# Before shredding:
# PromptHash = SHA-256(salt + "remove clothes from photo")
# ActorHash = SHA-256(salt + "user-003")
# Salt is stored in SaltManager
# The auditor CAN verify:
# "Was this specific prompt logged?"
# → Hash the prompt with disclosed salt, search for match
# After shredding:
salt_manager.shred(session_id="session-003")
# The auditor CANNOT verify specific prompts anymore
# BUT:
# - PromptHash still exists in the chain (structural integrity ✓)
# - Hash chain linkage is intact (tamper evidence ✓)
# - Completeness Invariant still holds (audit completeness ✓)
# - The *existence* of a denial is proven
# - The *content* that was denied is permanently unrecoverable
# This satisfies GDPR because:
# 1. Personal data (prompt content, user identity) is unrecoverable
# 2. The audit trail's structural properties are preserved
# 3. The organization can still prove it had safety measures
# 4. But the specific individual's data is functionally deleted
Performance Considerations
CAP-SRP is designed for high-throughput systems. Here are the numbers on commodity hardware (AMD Ryzen 7, 32GB RAM):
Operation | Throughput | Latency (p99)
-----------------------------|-------------------|---------------
Event creation + hashing | ~50,000 ops/sec | <1ms
Ed25519 signing | ~100,000 ops/sec | <0.5ms
Chain append (hash + sign) | ~40,000 ops/sec | <2ms
Completeness verification | O(n) linear | <100ms for 1M events
Merkle tree construction | ~200,000 leaves/s | <5s for 1M events
Merkle proof generation | O(log n) | <0.01ms
Merkle proof verification | O(log n) | <0.01ms
Evidence Pack (1M events) | N/A | ~30s total
For comparison, most AI image generation takes 2-10 seconds. The CAP-SRP overhead of <2ms per request is negligible — less than 0.1% of total request latency.
For systems processing >50,000 requests/second, consider:
# Batched chain appending with async I/O
import asyncio
from collections import deque
class BatchedCAPLogger:
"""
High-throughput logger with batched chain operations.
Events are queued and appended in batches, reducing
lock contention in concurrent environments.
"""
def __init__(self, base_logger: CAPSRPLogger, batch_size: int = 100):
self._logger = base_logger
self._queue = deque()
self._batch_size = batch_size
self._lock = asyncio.Lock()
async def log_attempt(self, **kwargs) -> str:
"""Non-blocking attempt logging."""
async with self._lock:
return self._logger.log_attempt(**kwargs)
async def flush(self):
"""Process queued events."""
async with self._lock:
# Batch Merkle tree construction
pass
Conformance Tiers
What you actually need depends on your regulatory exposure:
🥉 Bronze — Start here (2-4 weeks)
For SMEs and voluntary transparency. Implement hash chain event logging with Ed25519 signatures. Monthly RFC 3161 anchoring. 6-month retention. This gives you a tamper-evident audit trail without the full Completeness Invariant.
# Bronze checklist
☑ Event schema conformance
☑ SHA-256 hash chain
☑ Ed25519 signatures
☑ ISO 8601 timestamps
☑ 6-month retention
☐ External anchoring (optional)
🥈 Silver — EU AI Act compliance (2-3 months)
For enterprises and VLOPs facing Article 12. Adds the Completeness Invariant (the critical mathematical guarantee), daily RFC 3161 anchoring, Evidence Pack generation, privacy-preserving hashing, and 2-year retention.
# Silver adds:
☑ GEN_ATTEMPT before safety check
☑ Completeness Invariant enforcement
☑ Daily external anchoring
☑ Evidence Pack generation
☑ PromptHash / ActorHash privacy
☑ 2-year retention
☑ Merkle tree construction
🥇 Gold — Regulated industries (6-12 months)
For high-risk AI systems and DSA Article 37 audit readiness. Adds hourly anchoring, SCITT integration, HSM key management, real-time audit API, 5-year retention, and incident response capability.
# Gold adds:
☑ Hourly RFC 3161 anchoring
☑ SCITT Transparency Service
☑ HSM for signing keys
☑ Real-time audit API (<1s latency)
☑ 5-year retention
☑ 24-hour incident evidence preservation
☑ Crypto-shredding (GDPR)
☑ Annual third-party audit
What This Means for August 2026
Here's the timeline:
- Now (February 2026): UK criminalization active, French criminal proceedings underway, 35 US state AGs demanding accountability
- April 20, 2026: Musk/Yaccarino questioned in Paris criminal hearing
- May 19, 2026: Federal TAKE IT DOWN Act compliance deadline
- June 30, 2026: Colorado AI Act effective
- August 2, 2026: EU AI Act Articles 12 & 50 enforceable — up to €35M or 7% revenue penalties
The EU AI Act's Article 12 requires "automatic recording of events" for traceability. Article 50 requires machine-readable content marking. The December 2025 Draft Code of Practice references C2PA for content marking — but nobody has addressed the refusal logging requirement. That's the gap CAP-SRP fills.
You have six months. Bronze takes 2-4 weeks. Silver takes 2-3 months. The specification is open, the code is here, and the clock is running.
Getting Started
# Clone the specification
git clone https://github.com/veritaschain/cap-spec.git
cd cap-spec
# Read the spec
cat CAP-SRP_Specification_v1_0.md
# Install the reference implementation
pip install cryptography uuid7 jsonschema
# Run the demo
python demo.py
The full specification, JSON schemas, and reference implementation are at github.com/veritaschain/cap-spec.
Resources
Specifications:
- CAP-SRP v1.0 Specification — The complete technical specification
- VAP Framework v1.2 — The parent framework
- draft-kamimura-scitt-refusal-events-00 — IETF Internet-Draft for SCITT integration
Standards:
- RFC 8032 — Ed25519 (Edwards-Curve Digital Signature Algorithm)
- RFC 8785 — JSON Canonicalization Scheme (JCS)
- RFC 9052 — CBOR Object Signing and Encryption (COSE)
- RFC 9562 — UUIDs (including UUIDv7)
- RFC 3161 — Time-Stamp Protocol (TSP)
- IETF SCITT Architecture — Supply Chain Integrity, Transparency and Trust
- C2PA Specification 2.3 — Content Provenance and Authenticity
Regulatory:
- EU AI Act — Articles 12 (logging), 50 (transparency)
- Colorado AI Act (SB 205) — June 30, 2026 deadline
- California SB 942 — AI transparency with $5K/day penalties
CAP-SRP is an open specification published under CC BY 4.0 by the VeritasChain Standards Organization (VSO). We welcome contributions, code reviews, implementation partners, and regulatory feedback.
Questions? Open an issue on GitHub or reach out at standards@veritaschain.org.
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